Capital Market Services
Bluelotus Conducts Due Diligence on Legal and Compliance Records to Assess a Company's IPO Readiness. Our Team Identifies Documentation Gaps, Allowing the Establishment of a Robust Governance Structure Before The IPO.
FUND RAISING, HIGHER CREDIBILITY & BRAND RECOGNITION
- Assessing IPO readiness from a secretarial and compliance standpoint
- Conducting legal and secretarial due diligence
- Identifying gaps in statutory records, filings, and compliance history
- Advising on the restructuring of the company
- Coordinating with legal, financial, registrar, and merchant banking teams
- Implementing the corporate governance framework
- Drafting or reviewing board and committee charters
- Advising on composition of the board and key committees (Audit, CSR, nomination & remuneration as applicable to the Company, etc.)
- Facilitating the adoption of best practices in governance
- Assisting in the preparation and verification of offer documents (DRHP, etc.) from a secretarial compliance angle
- Coordinating with SEBI, stock exchanges, and other regulatory authorities
- Advising on SEBI Regulations, Companies Act, and listing obligations (LODR)
- Ensuring timely compliance with SEBI and stock exchange requirements
- Assisting in obtaining approvals from SEBI/stock exchange
COMPLIANCE EXPERTISE, TAILORED GOVERNANCE SOLUTIONS
Our consultancy brings unmatched expertise in navigating the IPO process. We ensure end-to-end compliance, streamline documentation, and provide strategic guidance to help companies go public smoothly and confidently. Our deep regulatory insight minimizes risks and maximizes readiness for listing success.
CASE STUDY: GOVERNANCE ALIGNED FOR GROWTH
The Challenge
A travel company faced major hurdles preparing for an IPO due to poor document management, compliance lapses, and the absence of a dedicated compliance officer, critical for regulatory approval and investor confidence.
Our Solution
Blue Lotus implemented a robust corporate governance framework and acted as the compliance liaison with regulators. We coordinated with merchant bankers, legal advisors, registrars, and auditors. Key contributions included Board restructuring and establishing essential committees—Audit, CSR, and Nomination & Remuneration—while embedding governance best practices company-wide.
The Impact
With our full-spectrum support, the company successfully filed its DRHP and completed post-listing compliances. The IPO was executed within a notably short timeline, marking a significant milestone in the company’s growth.
HEAR FROM OUR PARTNERS IN SUCCESS
Ritu Malhotraa
Partnering with BlueLotus Consultancy has been one of our best business decisions. Their legal and compliance advice saved us from costly errors and ensured smooth operations during our expansion phase.
Arjun Sharma
We needed a strategic partner who could guide us through a business restructuring. BlueLotus not only gave us clarity but helped us implement changes that doubled our efficiency. Their insights are unmatched.
Meera Joshi
As a growing startup, we were overwhelmed with registrations, policies, and paperwork. BlueLotus Consultancy simplified the entire process and provided ongoing support that gave us confidence and peace of mind.
Neeraj Khanna
BlueLotus has been instrumental in aligning our financial practices with industry standards. Their tax planning and financial audits were spot-on. Highly professional and detail-oriented.